2 events found.
BMC #1 – STATUTES & RULES
ZOOM Your Computer
Virtual Event
DESIRED INSTRUCTIONAL OUTCOME: Using a true/false instructional approach, this course provides a contemporary examination of broker management practice, statutes and rules, based on interpretation, application, timeliness, and relevance to the…
BMC #2 – CASE LAW SHAPES BROKER POLICY
ZOOM Your Computer
Virtual Event
DESIRED INSTRUCTIONAL OUTCOME: The complexity of the administration and management of a brokerage is fundamentally influenced by case law (AKA common law). Common law is not codified as statutes and…