BMC #1 – STATUTES & RULES

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DESIRED INSTRUCTIONAL OUTCOME: Using a true/false instructional approach, this course provides a contemporary examination of broker management practice, statutes and rules, based on interpretation, application, timeliness, and relevance to the…

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BMC #2 – CASE LAW SHAPES BROKER POLICY

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DESIRED INSTRUCTIONAL OUTCOME: The complexity of the administration and management of a brokerage is fundamentally influenced by case law (AKA common law). Common law is not codified as statutes and…

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BMC #3 – CASE LAW GUIDES BROKER SUPERVISION

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DESIRED INSTRUCTIONAL OUTCOME: The implications of designated broker supervision are profoundly based on the reality of ADRE disciplinary actions and civil litigation filed against the brokerage and its agents. Case…

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